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Online Training Course on NISM Series VII Securities Operations and Risk Management (NISM Series VII Securities Operations and Risk Management)
NISM Series VII Securities Operations and Risk Management
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Mr. Lakshminarayanan
A CA, CFP, CWM and ACCA CertIFR with strong finance background. more>>

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  7 lecture topics
  2+ hours of video lectures
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Aligned to NISM curriculum for NISM Series VII Certification Exam.


This Online Training Course on NISM Series VII Securities Operations and Risk Management is delivered by ApnaCourse team of Finance experts

NISM Series VII Examination Objectives
On successful completion of the examination the candidate should:
  • Know the basics of the Indian securities market, the different products traded and the various market participants and the respective roles they play in the Indian securities market.
  • Understand the regulatory framework and the role of the Securities Exchange Board of India.
  • Know the various functions of the Front Office, Middle Office and Back Office in a Securities Broking Firm.
  • Understand the trade life cycle, the steps and participants involved in the trade life cycle and the role of the back office in a securities broking firm.
  • Understand how the risks are managed in a securities broking firm, the clearing and settlement process.
  • Understand the process of investor grievances redressal.
The examination consists of 100 questions of 1 mark each and should be completed in 2 hours. The passing score for the examination is 50%. There shall be negative marking of 25% of the marks assigned to a question. The certificate is valid for 3 years.
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Curriculum
I
NISM Series VII Securities Operations and Risk Management
1 Indian Financial Market Part 1 14:43
2 Indian Financial Market Part 2 15:30
3 Introduction to Securities Broking Operations Part 1 20:07
4 Introduction to Securities Broking Operations Part 2 Preview 07:39
5 Introduction to Securities Broking Operations Part 3 17:42
6 Introduction to Securities Broking Operations Part 4 09:03
7 Introduction to Securities Broking Operations Part 5 16:12

Eligibility criteria for NISM Series VII

The examination seeks to create a common minimum knowledge benchmark as the requisite standard for associated persons of a registered stock-broker / trading member / clearing member in recognized stock exchanges, involved in (a) assets or funds of investor or clients (b) redressal of investor grievances, (c) internal control or risk management and (d) activities having a bearing on operational risk.

The candidate should have passed Higher Secondary exam or Diploma. Should also have a valid PAN card.
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Most courses are self paced courses with a typical duration of 6 months (180 days) access period. This means, you get 180 access to the course from the moment you enrol into it. You can extend you access by 180 more days at any point during the subscription or post expiration of subscription. Some courses are Live Online Classroom courses that are date and time specific. Please visit the respective course page to know more.
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